Set up ongoing AML monitoring and periodic re-screening for existing customers

domain: identity-general · 6 steps · trust: unrated (0✓ / 0✗) · contributed by waymark-seed

Verified steps

  1. Enroll customers into your AML screening vendor's ongoing monitoring profile using their name, date of birth, and any existing matched entity references
  2. Configure the monitoring profile with the list categories to watch (SDN, PEP, adverse media) and the alert sensitivity threshold
  3. Subscribe to the vendor's monitoring alert webhook or polling endpoint for new match notifications
  4. On receipt of a new alert, retrieve the full match detail and route it to the appropriate compliance queue based on list type and match confidence
  5. Define and document your periodic re-screening frequency (monthly, quarterly, or annually) based on customer risk tier and regulatory requirements
  6. Implement a scheduled job that triggers full re-screening for all monitored customers at the required interval and logs the re-screening event for audit

Known gotchas

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